which of these are duties of the sec? check all that apply. overseeing the actions of brokers and financial…

which of these are duties of the sec? check all that apply. overseeing the actions of brokers and financial advisers protecting businesses from consumer corruption ensuring the security and fairness of mutual funds and exchanges bringing suits against businesses that are not following securities laws regulating prices to ensure fair competition

which of these are duties of the sec? check all that apply. overseeing the actions of brokers and financial advisers protecting businesses from consumer corruption ensuring the security and fairness of mutual funds and exchanges bringing suits against businesses that are not following securities laws regulating prices to ensure fair competition

Answer

Brief Explanations:

The U.S. Securities and Exchange Commission (SEC) is responsible for overseeing the securities - related activities. It monitors brokers and financial advisers to ensure compliance. It safeguards the integrity of mutual funds and exchanges. It can take legal action against non - compliant businesses. Protecting businesses from consumer corruption is not its duty, nor is regulating prices for fair competition.

Answer:

  • overseeing the actions of brokers and financial advisers
  • ensuring the security and fairness of mutual funds and exchanges
  • bringing suits against businesses that are not following securities laws